OCC Enforcement Actions and Terminations for March 2018

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

New Jersey

2018-011 City National Bank of New Jersey, Newark 2/12/2018

Civil Money Penalty Orders

No. Name/Bank/City Date

California

2018-012 Theodore Roberts, Merchants Bank of California, National Association, Carson 2/6/2018

Notices Filed

No. Name/Bank/City Date

Illinois

N18-001 Hiren Patel, The National Republic Bank of Chicago, Chicago 2/7/2018

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Colorado

2018-014 C&D, Grand Mountain Bank, FSB, Granby (EA# WN-09-036) 2/23/2018

2018-015 C&D, Grand Mountain Bank, FSB, Granby (EA# WN-10-036) 2/23/2018

District Of Columbia

2018-016

FA, The National Capital Bank of Washington, Washington (EA# 2015-097)

12/6/2017

New Jersey

2018-017 C&D, City National Bank of New Jersey, Newark (EA# 2010-244) 2/12/2018

New York

2018-018 FA, Trustco Bank, Glenville (EA# 2015-085) 2/7/2018

Texas

2018-013

C&D, ACE Cash Express, Inc. (Former Agent and Bank Service Provider for Community West Bank, National Association f/k/a Goleta National Bank, Goleta, California), Irving (EA#2002-92)

2/14/2018