OCC Enforcement Actions and Terminations for June 2018

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

New York

2018-035 Bank of China, New York 4/24/2018

Civil Money Penalty Orders

No. Name/Bank/City Date

Illinois

2018-036 Stacy Folkers, Barrington Bank & Trust Company, National Association, Barrington 5/22/2018

Nebraska

2018-037 Justin D. Schwartz, Nebraskaland National Bank, North Platte 5/22/2018

New York

2018-038 Bank of China, New York 4/24/2018

Personal Cease and Desist Orders

No. Name/Bank/City Date

Illinois

2018-036 Stacy Folkers, Barrington Bank & Trust Company, National Association, Barrington 5/22/2018

Removal / Prohibition Orders

No. Name/Bank/City Date

Delaware

2018-039 Tyra L. Holmes, PNC Bank, National Association, Wilmington 5/25/2018

2018-040 Meghan N. McComb, PNC Bank, National Association, Wilmington 5/25/2018

2018-041 Michael Trujillo, Santander Bank, National Association, Wilmington 5/1/2018

Nebraska

2018-037 Justin D. Schwartz, Nebraskaland National Bank, North Platte 5/22/2018

2018-042 Keith McCormick, Security National Bank of Omaha, Omaha 5/30/2018

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

New York

2018-043 FA, Bank of China, New York (EA# 2015-147) 4/24/2018