OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Bank Civil Money Penalty Orders

Action Type No. Name/Bank/City State Date

Bank Civil Money Penalty Orders 2019-054 Midsouth Bank, National Association, Lafayette Louisiana 9/11/2019

Bank Civil Money Penalty Orders 2019-055 Citibank, N.A., Sioux Falls South Dakota 10/11/2019

Prompt Corrective Action Directives

Action Type No. Name/Bank/City State Date

Prompt Corrective Action Directives 2019-056 Resolute Bank, Maumee Ohio 9/18/2019

Removal/Prohibition Orders

Action Type No. Name/Bank/City State Date

Removal/Prohibition Orders 2019-059 D’Andrea L. Dunn, U.S. Bank National Association, Cincinnati Ohio 10/2/2019

Terminations of Existing Enforcement Actions

Action Type No. Type/Bank/City/Old EA# State Date

Terminations of Existing Enforcement Actions 2019-057 C&D, Eastern Savings Bank, FSB, Hunt Valley (EA# 2014-030) Maryland 9/25/2019

Terminations of Existing Enforcement Actions 2019-058 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2014-159) Ohio 9/6/2019