OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Bank Civil Money Penalty Orders

Action Type No. Name/Bank/City State Date

Bank Civil Money Penalty Orders 2019-060 Roseann McSorley, JPMorgan Chase Bank, National Association, Columbus Ohio 10/28/2019

Bank Civil Money Penalty Orders 2019-061 Amie Dorman, Morgan Stanley Bank, N.A., Salt Lake City Utah 09/30/2019

Formal Agreements

Action Type No. Name/Bank/City State Date

Formal Agreements 2019-062 Beauregard FSB, Deridder Louisiana 9/30/2019

Removal/Prohibition Orders

Action Type No. Name/Bank/City State Date

Removal/Prohibition Orders 2019-063 Andreliqua Cannaday, Wells Fargo Bank, National Association, Sioux Falls South Dakota 09/29/2019

Terminations of Existing Enforcement Actions

Action Type No. Type/Bank/City/Old EA# State Date

Terminations of Existing Enforcement Actions 2019-064 C&D, Capital One Bank (USA), National Association, Glen Allen (EA# 2015-081) Virginia 11/04/2019

Terminations of Existing Enforcement Actions 2019-064 C&D, Capital One, National Association, Mclean (EA# 2015-081) Virginia 11/04/2019