OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Bank Civil Money Penalty Orders

Action Type No. Name/Bank/City State Date

Bank Civil Money Penalty Orders 2019-065 Mutual of Omaha Bank, Omaha Nebraska 11/21/2019

Cease and Desist Orders

Action Type No. Name/Bank/City State Date

Cease and Desist Orders 2019-066 First National Bank in Fairfield, Fairfield Iowa 10/21/2019

Formal Agreements

Action Type No. Name/Bank/City State Date

Formal Agreements 2019-067 The First National Bank of Fleming, Fleming Colorado 11/22/2019

Notices Filed

Action Type No. Name/Bank/City State Date

Notices Filed N19-008 Michael Nowak, JPMorgan Chase Bank, National Association, Columbus Ohio 11/7/2019

Notices Filed N19-009 Gregg Smith, JPMorgan Chase Bank, National Association, Columbus Ohio 11/7/2019

Terminations of Existing Enforcement Actions

Action Type No. Type/Bank/City/Old EA# State Date

Terminations of Existing Enforcement Actions 2019-068 FA, Loomis FS & LA, Chicago (EA# 2017-048) Illinois 10/17/2019

Terminations of Existing Enforcement Actions 2019-069 FA, The First National Bank of Scott City, Scott City (EA# 2016-050) Kansas 11/18/2019

Terminations of Existing Enforcement Actions 2019-070 FA, Gibraltar Bank, Oak Ridge (EA# 2016-023) New Jersey 12/5/2019