OCC Enforcement Actions and Terminations for March 2019

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City Date

California

2019-004 MUFG Bank, Ltd. Los Angeles Branch, Los Angeles 2/21/2019

Illinois

2019-004 MUFG Bank, Ltd. Chicago Branch, Chicago 2/21/2019

New York

2019-004 MUFG Bank, Ltd. Primary NY Branch, New York 2/21/2019

Civil Money Penalty Orders

No. Name/Bank/City Date

Georgia

2019-008 William R. Blanton, United Americas Bank, National Association, Atlanta 3/11/2019

Formal Agreements

No. Name/Bank/City Date

Illinois

2019-005 Ben Franklin Bank of Illinois, Arlington Heights 2/5/2019

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Connecticut

2019-006 FA, Connecticut Community Bank, National Association, Westport (EA# 2009-123) 2/14/2019

Georgia

2019-008 CMP, William R. Blanton, United Americas Bank, National Association, Atlanta (EA# 2017-064) 3/11/2019

Illinois

2019-007 C&D, Ben Franklin Bank of Illinois, Arlington Heights (EA# 2015-122) 2/5/2019