OCC Enforcement Actions and Terminations for April 2019

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders

No. Name/Bank/City Date

South Dakota

2019-009 Citibank, N.A., Sioux Falls 3/19/2019

Formal Agreements

No. Name/Bank/City Date

Pennsylvania

2019-011 Cfsbank, Charleroi 3/12/2019

Notices Filed

No. Name/Bank/City Date

California

N19-002 Daniel Weiss, Rabobank, National Association, Roseville 3/25/2019

Removal / Prohibition Orders

No. Name/Bank/City Date

Ohio

2019-010 Geraldine Moore, U.S. Bank National Association, Cincinnati 3/6/2019

South Dakota

2019-012 Ginger Riley, Wells Fargo Bank, National Association, Sioux Falls 2/21/2019

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

North Carolina

2019-013 FA, Bank of America, National Association, Charlotte (EA# 2012-039) 4/1/2019

Ohio

2019-014 FA, JPMorgan Chase Bank, National Association, Columbus (EA# 2012-040) 4/2/2019

South Dakota

2019-015 FA, Citibank, National Association, Sioux Falls (EA# 2012-041) 3/27/2019

2019-016 FA, Wells Fargo Bank, National Association, Sioux Falls (EA# 2012-042) 3/27/2019