OCC Enforcement Actions and Terminations

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders

No. Name/Bank/City Date

Kentucky

2019-029 McKinley Dailey, First Southern National Bank, Lancaster 6/7/2019

Formal Agreements

No. Name/Bank/City Date

Texas

2019-030 The First National Bank of Tahoka, Tahoka 6/20/2019

Personal Cease and Desist Orders

No. Name/Bank/City Date

Kentucky

2019-029 McKinley Dailey, First Southern National Bank, Lancaster 6/7/2019

Prompt Corrective Action Directives

No. Name/Bank/City Date

New Jersey

2019-031 City National Bank of New Jersey, Newark 6/26/2019

Removal / Prohibition Orders

No. Name/Bank/City Date

Kentucky

2019-029 McKinley Dailey, First Southern National Bank, Lancaster 6/7/2019

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# Date

Nebraska

2019-032 C&D, First National Bank of Omaha, Omaha (EA# 2016-075) 6/20/2019

New Jersey

2019-033 PCAD, City National Bank of New Jersey, Newark (EA# 2018-084) 6/26/2019