OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Bank Civil Money Penalty Orders

Action Type No. Name/Bank/City State Date

Bank Civil Money Penalty Orders 2019-036 MUFG Union Bank, National Association, San Francisco California 07/29/2019

Bank Civil Money Penalty Orders 2019-037 Wilmington Savings Fund Society, Federal Savings Bank, Wilmington Delaware 06/13/2019

Civil Money Penalty Orders

Action Type No. Name/Bank/City State Date

Civil Money Penalty Orders 2019-035 Chris Elkins, Simmons First National Bank, Pine Bluff Arkansas 07/23/2019

Civil Money Penalty Orders 2019-034 Daniel Weiss, Rabobank, National Association, Roseville California 07/17/2019

Civil Money Penalty Orders 2019-043 Carroll Green, Beauregard FSB, Deridder Louisiana 08/05/2019

Civil Money Penalty Orders 2019-044 Rafeal Webb Stark, Beauregard FSB, Deridder Louisiana 08/05/2019

Civil Money Penalty Orders 2019-045 Scott A. Heintzelman, The Northumberland National Bank, Northumberland Pennsylvania 08/01/2019

Formal Agreements

Action Type No. Name/Bank/City State Date

Formal Agreements 2019-038 The First National Bank of Hope, Hope Kansas 07/17/2019

Formal Agreements 2019-039 Sterling Bank and Trust, FSB, Southfield Michigan 06/18/2019

Notices Filed

Action Type No. Name/Bank/City State Date

Notices Filed N19-006 William Brian Mulder, Firstar Bank, National Association, Sallisaw Oklahoma 07/11/2019

Personal Cease and Desist Orders

Action Type No. Name/Bank/City State Date

Personal Cease and Desist Orders 2019-035 Chris Elkins, Simmons First National Bank, Pine Bluff Arkansas 07/23/2019

Removal/Prohibition Orders

Action Type No. Name/Bank/City State Date

Removal/Prohibition Orders 2019-034 Daniel Weiss, Rabobank, National Association, Roseville California 07/17/2019

Removal/Prohibition Orders 2019-040 Lisa Moore, First Niagara Bank, National Association, Buffalo New York 07/12/2019

Removal/Prohibition Orders 2019-041 Jessica de la Caridad Suarez, Bank of America, National Association, Charlotte North Carolina 01/04/2019

Removal/Prohibition Orders 2019-045 Scott A. Heintzelman, The Northumberland National Bank, Northumberland Pennsylvania 08/01/2019

Removal/Prohibition Orders 2019-042 Lisandra Abreu, Wells Fargo Bank, National Association, Sioux Falls South Dakota 07/29/2019