OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Bank Civil Money Penalty Orders

No. Name/Bank/City State Date

2020-036 Capital One, National Association, Mclean Virginia 8/5/2020

2020-036 Capital One Bank (USA), National Association, Glen Allen Virginia 8/5/2020

Cease and Desist Orders

No. Name/Bank/City State Date

2020-038 The First National Bank and Trust Company of Vinita, Vinita Oklahoma 7/16/2020

2020-037 Capital One, National Association, Mclean Virginia 8/5/2020

2020-037 Capital One Bank (USA), National Association, Glen Allen Virginia 8/5/2020

Formal Agreements

No. Name/Bank/City State Date

2020-039 CommunityBank of Texas, National Association, Beaumont Texas 6/18/2020

Removal / Prohibition Orders

No. Name/Bank/City State Date

2020-040 Caroline J. Hughes, Santander Bank, National Association, Wilmington Delaware 7/13/2020