OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Bank Civil Money Penalty Orders

No. Name/Bank/City State Date

2020-060 First Abu Dhabi Bank USA N.V., Washington District of Columbia 10/9/2020

Civil Money Penalty Orders

No. Name/Bank/City State Date

2020-061 Alfonso Carney, Jr., City National Bank of New Jersey, Newark New Jersey 9/15/2020

2020-062 David Monegro, City National Bank of New Jersey, Newark New Jersey 10/13/2020

2020-063 William Brian Mulder, Firstar Bank, National Association, Sallisaw  Oklahoma 9/3/2020

2020-064 David Galloni, cfsbank, Charleroi Pennsylvania 10/13/2020

Formal Agreements

No. Name/Bank/City State Date

2020-065 Business Bank of Texas, National Association, Austin Texas 10/5/2020

Personal Cease and Desist Orders

No. Name/Bank/City State Date

2020-063 William Brian Mulder, Firstar Bank, National Association, Sallisaw Oklahoma 9/3/2020

2020-064 David Galloni, cfsbank, Charleroi Pennsylvania 10/13/2020

Removal / Prohibition Orders

No. Name/Bank/City State Date

2020-062 David Monegro, City National Bank of New Jersey, Newark New Jersey 10/13/2020

2020-063 William Brian Mulder, Firstar Bank, National Association, Sallisaw Oklahoma 9/3/2020

Restitution Orders

No. Name/Bank/City State Date

2020-063 William Brian Mulder, Firstar Bank, National Association, Sallisaw Oklahoma 9/3/2020

Terminations of Existing Enforcement Actions

No. Name/Bank/City/Old EA# State Date

2020-066 C&D, First Abu Dhabi Bank USA N.V., Washington (EA# 2017-014) District of Columbia 10/9/2020