OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Bank Civil Money Penalty Orders

No. Name/Bank/City State Date

2020-068 State Farm Bank, FSB, Bloomington Illinois 11/4/2020

2020-067 JPMorgan Chase Bank, National Association, Columbus Ohio 11/24/2020

Cease-and-Desist / Personal Cease-and-Desist Orders

No. Name/Bank/City State Date

2020-069 Gateway Bank, F.S.B., Oakland California 11/12/2020

2020-070 Eastern National Bank, Miami Florida 11/19/2020

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# State Date

2020-071 C&D, Gateway Bank, F.S.B., San Francisco (EA# 2011-163) California 12/1/2020

2020-072 C&D, Eastern National Bank, Miami (EA# 2018-081) Florida 11/19/2020