OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No. Name/Bank/City State Date

2020-005 M.Y. Safra Bank, FSB, New York New York 1/30/2020

Bank Civil Money Penalty Orders

No. Name/Bank/City State Date

2020-001 Citibank, N.A., Sioux Falls South Dakota 1/17/2020

Civil Money Penalty Orders

No. Name/Bank/City State Date

2020-002 Hope Hardison, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/21/2020

2020-003 Michael Loughlin, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/8/2020

2020-004 John Stumpf, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/22/2020

Notices Filed

No. Name/Bank/City State Date

N20-002 Christopher Sangster, South Central Bank, National Association, Chicago Illinois 2/6/2020

N20-003 Jeffrey Ruffo, JPMorgan Chase Bank, National Association, Columbus Ohio 1/8/2020

N20-001 Carrie Tolstedt, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/23/2020

N20-001 Claudia Russ Anderson, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/23/2020

N20-001 James Strother, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/23/2020

N20-001 David Julian, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/23/2020

N20-001 Paul McLinko, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/23/2020

Personal Cease and Desist Orders

No. Name/Bank/City State Date

2020-002 Hope Hardison, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/21/2020

2020-003 Michael Loughlin, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/8/2020

Removal / Prohibition Orders

No. Name/Bank/City State Date

2020-006 Delia Ortega, CIT Bank, National Association, Pasadena California 12/13/2019

2020-007 Napela Erakat, Midland FS & LA, Bridgeview Illinois 12/17/2019

2020-008 Jamika Jones, U.S. Bank National Association, Cincinnati Ohio 1/28/2020

2020-010 Rosa L. Solivan, JPMorgan Chase Bank, National Association, Columbus Ohio 1/28/2020

2020-004 John Stumpf, Wells Fargo Bank, National Association, Sioux Falls South Dakota 1/22/2020

Terminations of Existing Enforcement Actions

No. Name/Bank/City State Date

2020-009 C&D, TCF National Bank, Sioux Falls (EA# 2018-063) South Dakota 12/18/2019