OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders

No. Name/Bank/City State Date

2020-011 Michael S. LaFontaine, U.S. Bank National Association, Cincinnati Ohio 3/5/2020

Formal Agreements

No. Name/Bank/City State Date

2020-012 Mutual Savings Bank, Hartsville South Carolina 2/26/2020

Removal / Prohibition Orders

No. Name/Bank/City State Date

2020-014 Yadira Salgador, Bank of America, National Association, Charlotte North Carolina 2/27/2020

2020-015 Robert Tamayo, Bank of America, National Association, Charlotte North Carolina 2/12/2020

2020-013 Pamela Bridges, Wells Fargo Bank, National Association, Sioux Falls South Dakota 2/13/2020

2020-016 David Welty, Wells Fargo Bank, National Association, Sioux Falls South Dakota 2/10/2020