OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://occ.secureocp.com or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Formal Agreements

No. Name/Bank/City State Date

2020-017 Community Federal Savings Bank, Woodhaven New York 2/20/2020

Notices Filed

No. Name/Bank/City State Date

N20-004 Sara Roman, Wells Fargo Bank, National Association, Sioux Falls South Dakota 3/6/2020

Removal / Prohibition Orders

No. Name/Bank/City State Date

2020-018 Khalidah Purvis, Wells Fargo Bank, National Association, Sioux Falls South Dakota 3/3/2020

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# State Date

2020-019 PC&D, John G. Kuykendall, Key Florida Bank, A FSB, Bradenton (EA# ATL-95-13) Florida 3/24/2020

2020-020 FA, Community Federal Savings Bank, Woodhaven (EA# 2014-034) New York 2/20/2020

2020-021 FA, First National Bank and Trust Co. of Bottineau, Bottineau

(EA# 2017-019) North Dakota 3/6/2020