OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated.

You can view the enforcement actions for this month by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

All public enforcement actions taken since August 1989 are available for download by viewing the searchable enforcement actions database at https://apps.occ.gov/EASearch.

Cease-and-Desist / Personal Cease-and-Desist Orders

No. Name/Bank/City State Date

2021-043 Cenlar FSB, Ewing New Jersey 10/26/2021

Civil Money Penalty Orders

No. Name/Bank/City State Date

2021-042 Trustmark National Bank, Jackson Mississippi 10/20/2021

2021-044 Derline Cunningham, Citizens Bank, National Association, Providence Rhode Island 9/22/2021

Formal Agreements

No. Name/Bank/City State Date

2021-045 The Federal Savings Bank, Chicago Illinois 10/29/2021

Removal / Prohibition Orders

No. Name/Bank/City State Date

2021-046 Addisha Jackson, JPMorgan Chase Bank, National Association, Columbus Ohio 9/14/2021

2021-044 Derline Cunningham, Citizens Bank, National Association, Providence Rhode Island 9/22/2021

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# State Date

2021-047 FA, The National Bank of Harvey, Harvey (EA# 2009-242) North Dakota 10/11/2021

2021-048 Richard Usher, Notice, JPMorgan Chase Bank, National Association, Columbus (EA# N20-007) Ohio 7/8/2021

2021-049 Rohan Ramchandani, Notice, Citibank, N.A., Sioux Falls (EA# N20-008) South Dakota 7/8/2021

2021-050 FA, Texas Citizens Bank, National Association, Pasadena (EA# 2019-072) Texas 10/18/2021