OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated.

You can view the enforcement actions for this month by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

All public enforcement actions taken since August 1989 are available for download by viewing the searchable enforcement actions database at http://apps.occ.gov/EnforcementActions/.

Civil Money Penalty Orders

No. Name/Bank/City State Date

2021-008 Denton Douglas, PNC Bank, National Association, Wilmington Delaware 1/8/2021

2021-009 Michael Welge, Chester National Bank, Chester Illinois 2/26/2021

Formal Agreements

No. Name/Bank/City State Date

2021-010 Southwestern National Bank, Houston Texas 2/8/2021

Removal / Prohibition Orders

No. Name/Bank/City State Date

2021-008 Denton Douglas, PNC Bank, National Association, Wilmington Delaware 1/8/2021

2021-011 Jimmy Paz, JPMorgan Chase Bank, National Association, Columbus Ohio 2/19/2021

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# State Date

2021-012 FA, The First National Bank of Fleming, Fleming (EA# 2019-067) Colorado 2/25/2021