OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated.

You can view the enforcement actions for this month by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

All public enforcement actions taken since August 1989 are available for download by viewing the searchable enforcement actions database at https://apps.occ.gov/EASearch.

Civil Money Penalty Orders

No. Name/Bank/City State Date

2022-025 John Ryan, Rabobank, National Association, Roseville California 7/28/2022

2022-026 Robert Sweeney, Mission National Bank, San Francisco California 7/12/2022

2022-027 Biagio Maffettone, Citizens Bank, National Association, Providence Rhode Island 7/19/2022

Formal Agreements

No. Name/Bank/City State Date

2022-028 Lake Shore Savings Bank, Dunkirk New York 7/13/2022

Removal / Prohibition Orders

No. Name/Bank/City State Date

2022-025 John Ryan, Rabobank, National Association, Roseville California 7/28/2022

2022-027 Biagio Maffettone, Citizens Bank, National Association, Providence Rhode Island 7/19/2022

2022-029 Bonita Jones, Citizens Bank, National Association, Providence Rhode Island 7/1/2022