OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated.

You can view the enforcement actions for this month by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

All public enforcement actions taken since August 1989 are available for download by viewing the searchable enforcement actions database at https://apps.occ.gov/EASearch.

Cease-and-Desist / Personal Cease-and-Desist Orders

No. Name/Bank/City State Date

2022-040 John Paul Austin III, CornerstoneBank, Atlanta Georgia 9/12/2022

2022-041 ICICI Bank Limited, New York New York 10/3/2022

Civil Money Penalty Orders

No. Name/Bank/City State Date

2022-040 John Paul Austin III, CornerstoneBank, Atlanta Georgia 9/12/2022

2022-039 Sterling Bank and Trust, FSB, Southfield Michigan 9/27/2022

2022-042 H. Dee Robison, The First National Bank and Trust Company of Vinita, Vinita Oklahoma 9/26/2022

Formal Agreements

No. Name/Bank/City State Date

2022-043 Blue Ridge Bank, National Association, Martinsville Virginia 8/29/2022

Removal / Prohibition Orders

No. Name/Bank/City State Date

2022-044 Crystal McKee, Midsouth Bank, National Association, Lafayette Louisiana 10/3/2022

2022-042 H. Dee Robison, The First National Bank and Trust Company of Vinita, Vinita Oklahoma 9/26/2022

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# State Date

2022-045 C&D, Neighborhood National Bank, San Diego (EA# 2016-035) California 9/7/2022

2022-038 FA, Sterling Bank and Trust, FSB, Southfield (EA# 2019-039) Michigan 9/27/2020

2022-046 GLBA, Capital One, National Association, McLean (EA# 2014-052) Virginia 9/20/2022

2022-046 GLBA, Capital One, National Association, McLean (EA# 2014-061) Virginia 9/20/2022