OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated.

You can view the enforcement actions for this month by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

All public enforcement actions taken since August 1989 are available for download by viewing the searchable enforcement actions database at https://apps.occ.gov/EASearch.

Cease-and-Desist / Personal Cease-and-Desist Orders

No. Name/Bank/City State Date

2022-023 Bank of America, National Association, Charlotte North Carolina 7/14/2022

Civil Money Penalty Orders

No. Name/Bank/City State Date

2022-015 Cesar Algeria, Mission National Bank, San Francisco California 6/10/2022

2022-016 William Chan, Mission National Bank, San Francisco California 6/14/2022

2022-017 David Choi, Mission National Bank, San Francisco California 6/10/2022

2022-018 Joann Loughlin, Mission National Bank, San Francisco California 6/14/2022

2022-019 Ruell Medina, Mission National Bank, San Francisco California 5/12/2022

2022-020 Julio Prada, Mission National Bank, San Francisco California 6/10/2022

2022-021 Alma Vivar, Mission National Bank, San Francisco California 6/10/2022

2022-024 Bank of America, National Association, Charlotte North Carolina 6/14/2022

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# State Date

2022-022 C&D, Bank of China, New York (EA# 2018-035) New York 6/21/2022