OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated.

You can view the enforcement actions for this month by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

All public enforcement actions taken since August 1989 are available for download by viewing the searchable enforcement actions database at https://apps.occ.gov/EASearch.

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# State Date

2022-066 C&D, MUFG Bank, Ltd. Los Angeles Branch, Los Angeles (EA# 2019-004) California 12/30/2022

2022-066 C&D, MUFG Bank, Ltd. Chicago Branch, Chicago (EA# 2019-004) Illinois 12/30/2022

2022-066 C&D, MUFG Bank, Ltd. Primary NY Branch, New York (EA# 2019-004) New York 12/30/2022

2023-001 FA, Carver Federal Savings Bank, New York (EA# 2016-062) New York 1/18/2023

2022-067 FA, Milton Savings Bank, Milton (EA# 2021-021) Pennsylvania 12/20/2022