OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated.

You can view the enforcement actions for this month by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://occ.secureocp.com/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

All public enforcement actions taken since August 1989 are available for download by viewing the searchable enforcement actions database at https://apps.occ.gov/EASearch.

Civil Money Penalty Orders

No. Name/Bank/City State Date

2023-020 American Express National Bank, Sandy Utah 7/24/2023

Formal Agreements

No. Name/Bank/City State Date

2023-021 The National Iron Bank, Salisbury Connecticut 7/11/2023

2023-022 First National Bank, Chisholm Minnesota 6/27/2023

Removal / Prohibition Orders

No. Name/Bank/City State Date

2023-023 Cyntia Alvarez, JPMorgan Chase Bank, National Association, Columbus Ohio 7/7/2023

2023-024 Samantha Shassetz, JPMorgan Chase Bank, National Association, Columbus Ohio 7/5/2023

Terminations of Existing Enforcement Actions

No. Type/Bank/City/Old EA# State Date

2023-25 FA, Anna-Jonesboro National Bank, Anna (EA# 2021-032) Illinois 6/21/2023