November 2013
Insider Activities
This publication is part of:
Collection: Comptroller's Handbook
Series: Safety and Soundness
Category: Management
Series:Safety and Soundness
Category:Management
OCC Bulletin 2013-31, Insider Activities: Comptroller's Handbook Revisions and Rescissions
Overview
This booklet provides guidance on how banks may legally and prudently engage in transactions with insiders and how to implement risk management processes that provide for the appropriate control and monitoring of insider activities.
Applicability
This booklet applies to the OCC's supervision of national banks and federal savings associations. References to national banks in this booklet also generally apply to federal branches and agencies of foreign banking organizations. Refer to12 USC 3102(b)and the "Federal Branches and Agencies Supervision" booklet of theComptroller's Handbookfor more information.